Part 1 of 2
Effective Stress & Capillarity
Last reviewed 16 Sept 2026 · 6 min read
Principle of effective stress
A saturated soil is a skeleton of solid particles with water filling the voids. A load on the soil is shared between the two phases.
- = total stress — total vertical load per unit area (weight of everything above, plus surcharge).
- = pore water pressure (neutral stress) — acts equally in all directions; cannot cause shear or compression of grains.
- = effective stress — the part carried through grain-to-grain contacts.
Effective stress controls compression (settlement), shear strength and permeability changes of soil. Two soils with the same effective stress behave the same regardless of their total stress and pore pressure.
Effective stress is a derived quantity: it cannot be measured directly; total stress and pore pressure are measured or computed.
Stresses in soil at rest (hydrostatic water)
At depth in a uniform deposit:
- Dry soil: , , .
- Saturated soil with water table at the ground surface: , , .
- Water standing above ground (e.g. lake bed with m of water): , → — the depth of standing water does not change effective stress in the soil below.
In layered profiles, add layer contributions:
Effect of water table movement
- Lowering the water table (pumping, dewatering, drought): soil that was submerged now contributes moist/bulk weight while pore pressure falls → effective stress increases → consolidation settlement of clays, ground subsidence (e.g. cities over-pumping groundwater).
- Rising water table (flooding, reservoir filling): effective stress decreases → loss of bearing capacity and shear strength; collapse of some unsaturated soils.
Effect of seepage
With vertical seepage over a depth with gradient :
Upward flow at the critical gradient makes — the quick condition (see Seepage Analysis, Flow Nets & Quicksand).